Directions on Filings for Approval or Extension of Concerted Actions
Passed by the 183rd Commissioners' Meeting on April 12, 1995
Article 4 Amended by the 397th Commissioners' Meeting on June 16, 1999
Promulgated by Order (88) Kung Fa Tzu No. 01877 on July 8, 1999
Article 4 Amended by the 417th Commissioners' Meeting on November 3, 1999
Promulgated by Order (88) Kung Fa Tzu No. 03182 on November 9, 1999
Whole text and Reporting Forms amended by the 561st Commissioners' Meeting on August 8, 2002
Promulgated by Order (91) Kung Er Tzu No. 0910007985 on August 16, 2002
Article 2 Amended by the 1007th Commissioners' Meeting on February 23, 2011
Promulgated by Order Kung Er Tzu No. 10013602341 on March 11, 2011
Whole text and Application Forms Amended by the 1094th Commissioners' Meeting on October 24, 2012
Promulgated by Order Kung Zhi Tzu No. 10113610211 on December 11, 2012
Amended by the 1245th Commissioners' Meeting on September 16, 2015
Promulgated by Order Kung Zhi Tzu No. 10413605701 on September 29, 2015,
Amended by the 1296th Commissioners' Meeting on September 7, 2016
Promulgated by Order Kung Zhi Tzu No. 10513605991 on September 20, 2016
- When filing for approval or extension of concerted actions, enterprises shall prepare an application form and one (1) copies of each required attachment set forth in said application form.
- The applicant shall print out the application form and related forms on A4 sheets, using the both sides, fill in the required information, and bind them into a booklet. The documents shall also be uploaded to the "Pre-Merger Notification and Concerted Action Application Online Filing System" of the Fair Trade Commission (hereinafter referred to as the FTC) at http://www.ftc.gov.tw.
- If the approval or extension of a concerted action requires report for any change in participating enterprises for record, the participating enterprises of the concerted action shall file the following documents for record: the basic information on the newly participating enterprise; Certificates of incorporation or establishment of each participating enterprise; quarterly reports for the past three years on the prices and production and sales values (volumes) of those products or services relevant to the concerted action, of each participating enterprise; financial statement and operating report of each participating enterprise for the preceding fiscal year(could be substituted by balance sheet or income statement ); information of the market structure relating to horizontal and vertical competition relations of the participating enterprises; and a copy of the original approval.
- In case of quantity or prices mentioned in the attached documents, the units shall be indicated.
File Name: Application Form for Approval or Extension of Concerted Actions(pdf)